Nealis Jing's Form 4 filing
SES AI Corp (SES) · filed Sep 18, 2024
- Accession no.
- 0001415889-24-023645
- Filed
- Sep 18, 2024, 5:25 PM ET
- Trade date
- Sep 16-17, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $56.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nealis JingCIK 0001907020 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Class A Common Stock | MOption exerciseAcquired | +32,487 | $0.16 | +$5,197.92 | 2,011,909 | Direct | |
| Sep 16, 2024 | Class A Common Stock | SSaleDisposed | −32,487 | $1.02 | −$33,237.45 | 1,979,422 | Direct | |
| Sep 17, 2024 | Class A Common Stock | MOption exerciseAcquired | +17,513 | $0.16 | +$2,802.08 | 1,996,935 | Direct | |
| Sep 17, 2024 | Class A Common Stock | SSaleDisposed | −17,513 | $1.30 | −$22,766.9 | 1,979,422 | Direct | |
| Sep 17, 2024 | Class A Common Stock | FTax withholdingDisposed | −11,025 | $1.02 | −$11,245.5 | 1,968,397 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Class A Common Stock | MOption exerciseDisposed | −32,487 | $0.00 | $0 | 1,104,068 | Direct | |
| Sep 17, 2024 | Class A Common Stock | MOption exerciseDisposed | −17,513 | $0.00 | $0 | 1,086,555 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.