Mulroy Dennis's Form 4 filing
Anaptysbio, IncANAB · filed Sep 17, 2024
- Accession no.
- 0001415889-24-023549
- Filed
- Sep 17, 2024
- Trade date
- Sep 14-16, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $487.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mulroy DennisCIK 0001276840 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2024 | Common Stock | MOption exerciseAcquired | +6,000 | –F1 | – | 6,964 | Direct | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −2,220 | $38.93 | −$86,424.6 | 4,744 | Direct | |
| Sep 16, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $20.16 | +$201,600 | 14,744 | Direct | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −10,000 | $40.13 | −$401,300 | 4,744 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2024 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct | |
| Sep 16, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 80,600 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
Referenced by the price of 1 transaction in Table I.