Lee Daniel R's Form 4 filing
Full House Resorts Inc (FLL) · filed Sep 13, 2024
- Accession no.
- 0001415889-24-023394
- Filed
- Sep 13, 2024
- Trade date
- Sep 11-13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $45.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Daniel RCIK 0001209589 | Director, Officer (PRESIDENT & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Common Stock | MOption exerciseAcquired | +718,834 | $1.25 | +$898,542.5 | 1,769,674 | Direct | |
| Sep 11, 2024 | Common Stock | FTax withholdingDisposed | −180,794 | $4.97 | −$898,546.18 | 1,588,880 | Direct | |
| Sep 13, 2024 | Common Stock | MOption exerciseAcquired | +8,954 | $1.25 | +$11,192.5 | 1,597,834 | Direct | |
| Sep 13, 2024 | Common Stock | SSaleDisposed | −8,954 | $5.08 | −$45,486.32 | 1,588,880 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Common Stock | MOption exerciseDisposed | −718,834 | $0.00 | $0 | 225,000 | Direct | |
| Sep 13, 2024 | Common Stock | MOption exerciseDisposed | −8,954 | $0.00 | $0 | 216,046 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.