Kliman Gilbert H's Form 4 filing
GLAUKOS Corp (GKOS) · filed Sep 11, 2024
- Accession no.
- 0001415889-24-023258
- Filed
- Sep 11, 2024
- Trade date
- Sep 9, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $392.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kliman Gilbert HCIK 0001293171 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2024 | Common Stock | MOption exerciseAcquired | +3,000 | $32.00 | +$96,000 | 35,336 | Direct | |
| Sep 9, 2024 | Common Stock | SSaleDisposed | −2,000 | $131.00 | −$262,000 | 33,336 | Direct | |
| Sep 9, 2024 | Common Stock | SSaleDisposed | −1,000 | $130.00 | −$130,000 | 32,336 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2024 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 12,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.