Isner Joshua's Form 4 filing
Axon Enterprise, Inc. (AXON) · filed Sep 10, 2024
- Accession no.
- 0001415889-24-023180
- Filed
- Sep 10, 2024
- Trade date
- Sep 7-10, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions. Open-market sales total $9.29M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Isner JoshuaCIK 0001648518 | Officer (PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2024 | Common Stock | FTax withholdingDisposed | −19,355 | $354.62 | −$6,863,670.1 | 253,977 | Direct | |
| Sep 10, 2024 | Common Stock | SSaleDisposed | −5,006 | $357.88F3 | −$1,791,547.28 | 248,971 | Direct | |
| Sep 10, 2024 | Common Stock | SSaleDisposed | −8,164 | $358.71F4 | −$2,928,508.44 | 240,807 | Direct | |
| Sep 10, 2024 | Common Stock | SSaleDisposed | −4,212 | $359.33F5 | −$1,513,497.96 | 236,595 | Direct | |
| Sep 10, 2024 | Common Stock | SSaleDisposed | −2,516 | $360.89F6 | −$907,999.24 | 234,079 | Direct | |
| Sep 10, 2024 | Common Stock | SSaleDisposed | −39 | $361.78F7 | −$14,109.42 | 234,040 | Direct | |
| Sep 10, 2024 | Common Stock | SSaleDisposed | −1,953 | $361.78F7 | −$706,556.34 | 232,087 | Direct | |
| Sep 10, 2024 | Common Stock | SSaleDisposed | −1,733 | $362.62F8 | −$628,420.46 | 230,354 | Direct | |
| Sep 10, 2024 | Common Stock | SSaleDisposed | −721 | $363.60F9 | −$262,155.6 | 229,633 | Direct | |
| Sep 10, 2024 | Common Stock | SSaleDisposed | −1,467 | $364.76F10 | −$535,102.92 | 228,166 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The transaction was executed in multiple trades at prices ranging from $357.17 to $358.1507. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $358.1725 to $359.1625. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $359.17 to $359.9465. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $360.1913 to $361.1887. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $361.2003 to $362.1889. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $362.22 to $363.1232. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $363.2298 to $364.2033. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $364.4869 to $364.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.