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Kunins Jeffrey C's Form 4 filing

Axon Enterprise, Inc. (AXON) · filed Sep 10, 2024

Accession no.
0001415889-24-023171
Filed
Sep 10, 2024
Trade date
Sep 7-9, 2024
Filing delay
3 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions. Open-market sales total $2.99M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kunins Jeffrey CCIK 0001788888Officer (CPO & CTO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 7, 2024Common StockFTax withholdingDisposed−5,309$354.62−$1,882,677.58184,410Direct
Sep 9, 2024Common StockSSaleDisposed−1,200$362.93F3−$435,516183,210Direct
Sep 9, 2024Common StockSSaleDisposed−2,074$364.08F4−$755,101.92181,136Direct
Sep 9, 2024Common StockSSaleDisposed−3,464$365.24F5−$1,265,191.36177,672Direct
Sep 9, 2024Common StockSSaleDisposed−900$366.19F6−$329,571176,772Direct
Sep 9, 2024Common StockSSaleDisposed−544$367.44F7−$199,887.36176,228Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The transaction was executed in multiple trades at prices ranging from $362.53 to $363.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades at prices ranging from $363.77 to $364.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

The transaction was executed in multiple trades at prices ranging from $364.80 to $365.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

The transaction was executed in multiple trades at prices ranging from $365.80 to $366.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

The transaction was executed in multiple trades at prices ranging from $367.15 to $367.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)