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Woods Andrew's Form 4 filing

PubMatic, Inc. (PUBM) · filed Sep 5, 2024

Accession no.
0001415889-24-022932
Filed
Sep 5, 2024
Trade date
Sep 3, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 1 non-derivative transaction. Open-market sales total $41.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Woods AndrewCIK 0001966530Officer (GENERAL COUNSEL & SECRETARY)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 3, 2024Class A Common StockSSaleDisposed−2,710$15.30−$41,46326,739Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The total number of shares reported as directly held by the Reporting Person in Forms 4 filed between January 3, 2024 and July 3, 2024 do not reflect the acquisition of 1,389 shares of Class A Common Stock acquired by the Reporting Person on November 30, 2023 pursuant to the Issuer's employee stock purchase plan. In addition, the total direct holdings reflected in Table I of these Forms 4 were overstated by 10 shares due to a scrivener's error.

Read the full filing on SEC EDGAR (opens in a new tab)