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Ruben Andrew's Form 4/A amendment

Amended

Zevia PBCZVIA · filed Aug 27, 2024

Accession no.
0001415889-24-022365
Filed
Aug 27, 2024
Trade date
Aug 20, 2024
Filing delay
7 days
Rule 10b5-1 plan
Not checked
Original filed
Aug 26, 2024

This filing lists 1 non-derivative transaction. Open-market purchases total $10.0K. It was filed 7 days after the trade.

This amendment replaces 0001415889-24-022250 (filed Aug 26, 2024).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ruben AndrewCIK 0001872293Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 20, 2024Class A Common StockPPurchaseAcquired+9,560$1.05F1,F2+$10,0389,560Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average purchase price of the Issuer's Class A Common Stock. These shares were purchased in multiple transactions at prices ranging from $1.0499 to $1.0450, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

On August 26, 2024, the Reporting Person filed a Form 4 (the "Original Form 4"), which mistakenly described the price in column 4 as a weighted average sale price, rather than a weighted average purchase price, in footnote (1). Accordingly, this amendment is being filed to amend and restate footnote (1) from the Original Form 4 in its entirety.

Referenced by the price of 1 transaction in Table I.

F3

Includes 143,480 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 6,666 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 18,359 RSUs vest on the earlier to occur of (i) June 15,2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settledwithin 30 days following such vesting date.

Read the full filing on SEC EDGAR (opens in a new tab)