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Van Denabeele Nicole's Form 4 filing

National Bank Holdings CorpNBHC · filed Aug 26, 2024

Accession no.
0001415889-24-022222
Filed
Aug 26, 2024
Trade date
Aug 22, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $112.1K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Van Denabeele NicoleCIK 0001743867Officer (CHIEF ACCOUNTING OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 22, 2024Common StockMOption exerciseAcquired+1,209$23.10+$27,927.99,627Direct
Aug 22, 2024Common StockMOption exerciseAcquired+792$29.87+$23,657.0410,419Direct
Aug 22, 2024Common StockMOption exerciseAcquired+651$33.46+$21,782.4611,070Direct
Aug 22, 2024Common StockSSaleDisposed−2,652$42.28F1−$112,126.568,418Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 22, 2024Common StockMOption exerciseDisposed−1,209$0.00$00Direct
Aug 22, 2024Common StockMOption exerciseDisposed−792$0.00$00Direct
Aug 22, 2024Common StockMOption exerciseDisposed−651$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $42.22 to $42.30, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)