Patel Kavita's Form 4 filing
Arcellx, Inc. (ACLX) · filed Aug 1, 2024
- Accession no.
- 0001415889-24-020535
- Filed
- Aug 1, 2024
- Trade date
- Jul 30, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $92.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Patel KavitaCIK 0001670683 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2024 | Common Stock | MOption exerciseAcquired | +1,500 | $6.66 | +$9,990 | 1,500 | Direct | |
| Jul 30, 2024 | Common Stock | SSaleDisposed | −1,300 | $61.81F2 | −$80,353 | 200 | Direct | |
| Jul 30, 2024 | Common Stock | SSaleDisposed | −200 | $62.95F3 | −$12,590 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2024 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 66,031 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 1,300 shares sold in the price range of $61.51 to $62.15 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 200 shares sold in the price range of $62.84 to $63.06 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.