Sobers Patrick G.'s Form 4 filing
National Bank Holdings Corp (NBHC) · filed Jul 30, 2024
- Accession no.
- 0001415889-24-020354
- Filed
- Jul 30, 2024
- Trade date
- Jul 26, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $807.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sobers Patrick G.CIK 0001692573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2024 | Common Stock | MOption exerciseAcquired | +2,096 | $34.04 | +$71,347.84 | 25,746 | Direct | |
| Jul 26, 2024 | Common Stock | MOption exerciseAcquired | +4,369 | $32.65 | +$142,647.85 | 30,115 | Direct | |
| Jul 26, 2024 | Common Stock | MOption exerciseAcquired | +3,934 | $34.08 | +$134,070.72 | 34,049 | Direct | |
| Jul 26, 2024 | Common Stock | MOption exerciseAcquired | +5,477 | $23.10 | +$126,518.7 | 39,526 | Direct | |
| Jul 26, 2024 | Common Stock | SSaleDisposed | −15,876 | $43.10 | −$684,255.6 | 23,650 | Direct | |
| Jul 26, 2024 | Common Stock | SSaleDisposed | −2,862 | $43.12 | −$123,409.44 | 20,788 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2024 | Common Stock | MOption exerciseDisposed | −2,096 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2024 | Common Stock | MOption exerciseDisposed | −4,369 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2024 | Common Stock | MOption exerciseDisposed | −3,934 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2024 | Common Stock | MOption exerciseDisposed | −5,477 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.