Pons Jaume's Form 4 filing
Alx Oncology Holdings Inc (ALXO) · filed Jul 15, 2024
- Accession no.
- 0001415889-24-019546
- Filed
- Jul 15, 2024
- Trade date
- Jul 11, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $158.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pons JaumeCIK 0001816977 | Director, Officer (PRESIDENT & CSO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2024 | Common Stock | MOption exerciseAcquired | +20,000 | $0.99 | +$19,800 | 613,447 | Direct | |
| Jul 11, 2024 | Common Stock | SSaleDisposed | −20,000 | $7.90 | −$158,000 | 593,447 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2024 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 144,433 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.