Heery Christopher's Form 4 filing
Arcellx, Inc. (ACLX) · filed Jul 12, 2024
- Accession no.
- 0001415889-24-019537
- Filed
- Jul 12, 2024
- Trade date
- Jul 11-12, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $327.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heery ChristopherCIK 0001789632 | Officer (CHIEF MEDICAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2024 | Common Stock | MOption exerciseAcquired | +3,671 | $6.28 | +$23,053.88 | 12,949 | Direct | |
| Jul 11, 2024 | Common Stock | SSaleDisposed | −3,671 | $60.01F2 | −$220,296.71 | 9,278 | Direct | |
| Jul 12, 2024 | Common Stock | MOption exerciseAcquired | +1,780 | $6.28 | +$11,178.4 | 11,058 | Direct | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −1,780 | $60.21F3 | −$107,173.8 | 9,278 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2024 | Common Stock | MOption exerciseDisposed | −3,671 | $0.00 | $0 | 76,502 | Direct | |
| Jul 12, 2024 | Common Stock | MOption exerciseDisposed | −1,780 | $0.00 | $0 | 74,722 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 3,671shares sold in the price range of $60.00 to $60.20 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 1,780 shares sold in the price range of $60.00 to $60.65 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.