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CTO Realty Growth, Inc.'s Form 4/A amendment

Amended

Alpine Income Property Trust, Inc.PINE · filed Jul 9, 2024

Accession no.
0001415889-24-019442
Filed
Jul 9, 2024
Trade date
Jun 13-14, 2024
Filing delay
26 days
Rule 10b5-1 plan
Not checked
Original filed
Jun 17, 2024

This filing lists 2 non-derivative transactions. Open-market purchases total $130.3K. It was filed 26 days after the trade.

This amendment replaces 0001415889-24-017258 (filed Jun 17, 2024).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
CTO Realty Growth, Inc.CIK 000002379510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 13, 2024Common StockPPurchaseAcquired+830$14.99F2+$12,441.7174,235Indirect
Jun 14, 2024Common StockPPurchaseAcquired+7,900$14.92F4+$117,868182,135Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2023.

F2

The price reported is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $14.97 to $15.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

F3

These shares are owned directly by CTO TRS Crisp39 LLC, which is a wholly owned subsidiary of CTO Realty Growth, Inc. ("CTO"). CTO is an indirect beneficial owner of the reported securities.

F4

The price reported is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $14.80 to $15.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

Remarks

This filing amends the Form 4 filed on June 17, 2024, which incorrectly reflected the "Date of Earliest Transaction" as June 13, 2023, rather than the correct date of June 13, 2024.

Read the full filing on SEC EDGAR (opens in a new tab)