Gilliam Joseph E's Form 4 filing
GLAUKOS Corp (GKOS) · filed Jul 9, 2024
- Accession no.
- 0001415889-24-019438
- Filed
- Jul 9, 2024
- Trade date
- Jul 5, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $273.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gilliam Joseph ECIK 0001705850 | Officer (PRESIDENT & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 5, 2024 | Common Stock | MOption exerciseAcquired | +2,250 | $69.30 | +$155,925 | 104,095 | Direct | |
| Jul 5, 2024 | Common Stock | SSaleDisposed | −2,250 | $121.39 | −$273,127.5 | 101,845 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 5, 2024 | Common Stock | MOption exerciseDisposed | −2,250 | $69.30 | −$155,925 | 4,981 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.