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Yu Tony's Form 4 filing

GENELUX Corp (GNLX) · filed Jul 8, 2024

Accession no.
0001415889-24-019343
Filed
Jul 8, 2024
Trade date
Feb 19-Jun 24, 2024
Filing delay
140 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $14.5K. It was filed 140 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yu TonyCIK 0001937482Officer (VP, Clinical Trial Operations)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 19, 2024Common StockAGrant or awardAcquired+3,661$0.00$06,161Direct
Mar 14, 2024Common StockAGrant or awardAcquired+11,557$0.00$017,718Direct
Jun 24, 2024Common StockSSaleDisposed−6,849$2.12−$14,519.8810,869Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)