Akkaraju Srinivas's Form 4 filing
Alumis Inc.ALMS · filed Jul 1, 2024
- Accession no.
- 0001415889-24-018603
- Filed
- Jul 1, 2024
- Trade date
- Jul 1, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. It was filed on the trade date.
This filing was later replaced by the amendment 0001415889-24-022292 (Aug 27, 2024). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Akkaraju SrinivasCIK 0001253170 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2024 | Class A Common Stock | CConversionAcquired | +1,703,998 | –F1 | – | 1,703,998 | Indirect | |
| Jul 1, 2024 | Class A Common Stock | DReturned to the companyDisposed | −1,703,998 | –F3 | – | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | AGrant or awardAcquired | +1,703,998 | –F3 | – | 1,703,998 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2024 | Class A Common Stock | CConversionDisposed | −1,703,998 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock (the "Preferred Stock") automatically converted on a 4.675-to-one basis into shares of Class A Common Stock. The Preferred Stock had no expiration date.
Referenced by the price of 1 transaction in Table I.
- F3
Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
Referenced by the price of 2 transactions in Table I.