Zarmi Sigal's Form 4 filing
HashiCorp, Inc. (HCP) · filed Jun 24, 2024
- Accession no.
- 0001415889-24-018025
- Filed
- Jun 24, 2024
- Trade date
- Jun 20-21, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $32.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zarmi SigalCIK 0001854208 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 20, 2024 | Class A Common Stock | MOption exerciseAcquired | +530 | –F1 | – | 38,521 | Direct | |
| Jun 20, 2024 | Class A Common Stock | SSaleDisposed | −975 | $33.60 | −$32,760 | 37,546 | Direct | |
| Jun 21, 2024 | Class A Common Stock | CConversionAcquired | +3,125 | –F3 | – | 40,671 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 20, 2024 | Class A Common Stock | MOption exerciseDisposed | −530 | $0.00 | $0 | 1,061 | Direct | |
| Jun 20, 2024 | Class B Common Stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 9,375 | Direct | |
| Jun 20, 2024 | Class A Common Stock | MOption exerciseAcquired | +3,125 | $0.00 | $0 | 3,125 | Direct | |
| Jun 21, 2024 | Class A Common Stock | CConversionDisposed | −3,125 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
Referenced by the price of 1 transaction in Table I.
- F3
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Referenced by the price of 1 transaction in Table I.