Borgeson John A.'s Form 4 filing
Kodiak Sciences Inc.KOD · filed Jun 18, 2024
- Accession no.
- 0001415889-24-017449
- Filed
- Jun 18, 2024
- Trade date
- Jun 15-17, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.90K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Borgeson John A.CIK 0001754045 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2024 | Common Stock | MOption exerciseAcquired | +5,494 | –F1 | – | 185,038 | Direct | |
| Jun 17, 2024 | Common Stock | SSaleDisposed | −2,874 | $2.75 | −$7,903.5 | 182,164 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2024 | Common Stock | MOption exerciseDisposed | −3,619 | $0.00 | $0 | 0 | Direct | |
| Jun 15, 2024 | Common Stock | MOption exerciseDisposed | −1,875 | $0.00 | $0 | 1,875 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President and Chief Financial Officer