Martin Samuel Bates's Form 4 filing
Celldex Therapeutics, Inc. (CLDX) · filed Jun 18, 2024
- Accession no.
- 0001415889-24-017363
- Filed
- Jun 18, 2024
- Trade date
- Jun 14, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $608.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Martin Samuel BatesCIK 0001709024 | Officer (SVP AND CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2024 | Common Stock | MOption exerciseAcquired | +3,201 | $9.02 | +$28,873.02 | 28,329 | Direct | |
| Jun 14, 2024 | Common Stock | MOption exerciseAcquired | +16,968 | $10.38 | +$176,127.84 | 45,297 | Direct | |
| Jun 14, 2024 | Common Stock | SSaleDisposed | −17,172 | $35.42 | −$608,232.24 | 28,125 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2024 | Common Stock | MOption exerciseDisposed | −3,201 | $0.00 | $0 | 0 | Direct | |
| Jun 14, 2024 | Common Stock | MOption exerciseDisposed | −16,968 | $0.00 | $0 | 63,632 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.