Heery Christopher's Form 4 filing
Arcellx, Inc. (ACLX) · filed Jun 14, 2024
- Accession no.
- 0001415889-24-016939
- Filed
- Jun 14, 2024
- Trade date
- Jun 12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.10M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heery ChristopherCIK 0001789632 | Officer (CHIEF MEDICAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2024 | Common Stock | MOption exerciseAcquired | +7,964 | $6.28 | +$50,013.92 | 17,242 | Direct | |
| Jun 12, 2024 | Common Stock | MOption exerciseAcquired | +12,036 | $15.00 | +$180,540 | 29,278 | Direct | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −19,918 | $55.13F3 | −$1,098,079.34 | 9,360 | Direct | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −82 | $56.03F4 | −$4,594.46 | 9,278 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2024 | Common Stock | MOption exerciseDisposed | −7,964 | $0.00 | $0 | 87,209 | Direct | |
| Jun 12, 2024 | Common Stock | MOption exerciseDisposed | −12,036 | $0.00 | $0 | 203,169 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average share price of an aggregate total of 19,918 shares sold in the price range of $55.00 to $55.96 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 82 shares sold in the price range of $56.02 to $56.04 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.