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Heath-Chiozzi Margo's Form 4 filing

Celldex Therapeutics, Inc. (CLDX) · filed Jun 5, 2024

Accession no.
0001415889-24-015544
Filed
Jun 5, 2024
Trade date
Jun 3, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.96M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Heath-Chiozzi MargoCIK 0001718112Officer (SVP OF REGULATORY AFFAIRS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 3, 2024Common StockMOption exerciseAcquired+6,289$9.02+$56,726.7813,383Direct
Jun 3, 2024Common StockMOption exerciseAcquired+58,369$10.38+$605,870.2271,752Direct
Jun 3, 2024Common StockSSaleDisposed−58,369$33.65−$1,964,116.8513,383Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 3, 2024Common StockMOption exerciseDisposed−6,289$0.00$00Direct
Jun 3, 2024Common StockMOption exerciseDisposed−58,369$0.00$023,023Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)