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Rothblatt Martine A's Form 4 filing

United Therapeutics Corp (UTHR) · filed Jun 3, 2024

Accession no.
0001415889-24-015162
Filed
Jun 3, 2024
Trade date
May 30-31, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.95M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rothblatt Martine ACIK 0001106578Director, Officer (Chairperson & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 30, 2024Common StockMOption exerciseAcquired+3,600$129.49+$466,1643,730Direct
May 30, 2024Common StockSSaleDisposed−109$267.15F2−$29,119.353,621Direct
May 30, 2024Common StockSSaleDisposed−549$268.99F3−$147,675.513,072Direct
May 30, 2024Common StockSSaleDisposed−1,514$269.91F4−$408,643.741,558Direct
May 30, 2024Common StockSSaleDisposed−1,291$270.87F5−$349,693.17267Direct
May 30, 2024Common StockSSaleDisposed−137$271.69F6−$37,221.53130Direct
May 31, 2024Common StockMOption exerciseAcquired+3,600$129.49+$466,1643,730Direct
May 31, 2024Common StockSSaleDisposed−175$269.35F7−$47,136.253,555Direct
May 31, 2024Common StockSSaleDisposed−928$270.75F8−$251,2562,627Direct
May 31, 2024Common StockSSaleDisposed−1,093$271.81F9−$297,088.331,534Direct
May 31, 2024Common StockSSaleDisposed−1,054$274.63F10−$289,460.02480Direct
May 31, 2024Common StockSSaleDisposed−141$273.45F11−$38,556.45339Direct
May 31, 2024Common StockSSaleDisposed−209$274.86F12−$57,445.74130Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 30, 2024Common StockMOption exerciseDisposed−3,600$0.00$0212,669Direct
May 31, 2024Common StockMOption exerciseDisposed−3,600$0.00$0209,069Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $267.02 to $267.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $268.265 to $269.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $269.435 to $270.395. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $270.46 to $271.445. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $271.62 to $271.755. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $269.125 to $269.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $270.22 to $271.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $271.24 to $272.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $272.255 to $273.125. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades at prices ranging from $273.27 to $273.56. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F12

This transaction was executed in multiple trades at prices ranging from $274.75 to $275.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)