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Jansen James C's Form 4/A amendment

Amended

Fastenal Co (FAST) · filed May 30, 2024

Accession no.
0001415889-24-014916
Filed
May 30, 2024
Trade date
Dec 4, 2023
Filing delay
178 days
Rule 10b5-1 plan
Not checked
Original filed
Dec 5, 2023

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $226.3K. It was filed 178 days after the trade.

This amendment replaces 0001415889-23-015813 (filed Dec 5, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jansen James CCIK 0001418483Officer (EXECUTIVE VICE PRESIDENT)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 4, 2023Common StockMOption exerciseAcquired+3,710$21.00+$77,91029,886Direct
Dec 4, 2023Common StockSSaleDisposed−3,710$61.01−$226,347.126,176Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 4, 2023Common StockMOption exerciseDisposed−3,710$0.00$017,718Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Form 4 filing on 12/5/2023 incorrectly reported 10,000 securities and this Form 4 amendment reflects the correct amount of securities either acquired or disposed of on the transaction date.

F2

Shares attributed to reporting person's account within issuer's 401(K) Plan and includes an additional 695 shares acquired since the reporting person's prior report filed on 6/17/2022.

F3

The option was previously reported in a filing on 4/24/2015 as covering 10,714 securities at an exercise price of $42 and the amounts reported were adjusted to reflect the 2-for-1 stock split on May 22, 2019.

F4

The option will fully vest and become exercisable over a period of five years, with 50% of the option vesting and becoming exercisable halfway through the relevant vesting period and remainder becoming exercisable incrementally (20%, 20% and 10%) each year thereafter.

Read the full filing on SEC EDGAR (opens in a new tab)