Goel Amar K.'s Form 4 filing
PubMatic, Inc. (PUBM) · filed May 30, 2024
- Accession no.
- 0001415889-24-014911
- Filed
- May 30, 2024
- Trade date
- May 28, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $49.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goel Amar K.CIK 0001833508 | Director, Officer (CHAIRMAN, CHIEF INNOVATION OFF) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 28, 2024 | Class A Common Stock | CConversionAcquired | +400 | $0.00F1 | $0 | 400 | Indirect | |
| May 28, 2024 | Class A Common Stock | SSaleDisposed | −400 | $24.50 | −$9,800 | 0 | Indirect | |
| May 28, 2024 | Class A Common Stock | CConversionAcquired | +400 | $0.00F1 | $0 | 400 | Indirect | |
| May 28, 2024 | Class A Common Stock | SSaleDisposed | −400 | $24.50 | −$9,800 | 0 | Indirect | |
| May 28, 2024 | Class A Common Stock | CConversionAcquired | +400 | $0.00F1 | $0 | 1,620 | Indirect | |
| May 28, 2024 | Class A Common Stock | SSaleDisposed | −400 | $24.50 | −$9,800 | 0 | Indirect | |
| May 28, 2024 | Class A Common Stock | CConversionAcquired | +400 | $0.00F1 | $0 | 400 | Indirect | |
| May 28, 2024 | Class A Common Stock | SSaleDisposed | −400 | $24.50 | −$9,800 | 0 | Indirect | |
| May 28, 2024 | Class A Common Stock | CConversionAcquired | +400 | $0.00F1 | $0 | 400 | Indirect | |
| May 28, 2024 | Class A Common Stock | SSaleDisposed | −400 | $24.50 | −$9,800 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 28, 2024 | Class A Common Stock | CConversionDisposed | −400 | $0.00 | $0 | 1,233,735 | Indirect | |
| May 28, 2024 | Class A Common Stock | CConversionDisposed | −400 | $0.00 | $0 | 755,584 | Indirect | |
| May 28, 2024 | Class A Common Stock | CConversionDisposed | −400 | $0.00 | $0 | 755,314 | Indirect | |
| May 28, 2024 | Class A Common Stock | CConversionDisposed | −400 | $0.00 | $0 | 524,162 | Indirect | |
| May 28, 2024 | Class A Common Stock | CConversionDisposed | −400 | $0.00 | $0 | 524,247 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
Referenced by the price of 5 transactions in Table I.