Weibling Dennis M's Form 4/A amendment
AmendedPalladyne AI Corp. (PDYN) · filed May 20, 2024
- Accession no.
- 0001415889-24-013808
- Filed
- May 20, 2024
- Trade date
- May 15, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 17, 2024
This filing lists 1 non-derivative transaction. Open-market purchases total $74.8K. It was filed 5 days after the trade.
This amendment replaces 0001415889-24-013609 (filed May 17, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weibling Dennis MCIK 0001114673 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2024 | Common Stock | PPurchaseAcquired | +55,000 | $1.36F1 | +$74,800 | 55,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $1.34 to $1.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F2
This Form 4/A amends the Form 4 originally filed on May 17, 2024 (the "Original Form 4") solely to correct the amount reported in Table I, Column 5. The shares represented here were erroneously reported as directly held in the Original Form 4.
- F3
On Eagles Wings Investments, LLC is an entity wholly-owned by Weibling Living Trust - Revocable Trust, for which Mr. Weibling and his spouse are sole beneficiaries, and Mr. Weibling's children.
- F4
The reported number of shares has been adjusted to reflect the impact of the issuer's 1-for-6 reverse stock split completed on July 5, 2023.