Guidroz Elaine's Form 4 filing
Full House Resorts Inc (FLL) · filed May 17, 2024
- Accession no.
- 0001415889-24-013582
- Filed
- May 17, 2024
- Trade date
- May 15, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $54.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Guidroz ElaineCIK 0001565441 | Officer (SVP Secretary, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2024 | Common Stock | MOption exerciseAcquired | +288 | $1.51 | +$434.88 | 45,757 | Direct | |
| May 15, 2024 | Common Stock | MOption exerciseAcquired | +5,000 | $1.51 | +$7,550 | 50,757 | Direct | |
| May 15, 2024 | Common Stock | SSaleDisposed | −5,000 | $5.20 | −$26,000 | 45,757 | Direct | |
| May 15, 2024 | Common Stock | MOption exerciseAcquired | +5,000 | $1.51 | +$7,550 | 50,757 | Direct | |
| May 15, 2024 | Common Stock | SSaleDisposed | −5,000 | $5.25 | −$26,250 | 45,757 | Direct | |
| May 15, 2024 | Common Stock | MOption exerciseAcquired | +375 | $1.51 | +$566.25 | 46,132 | Direct | |
| May 15, 2024 | Common Stock | SSaleDisposed | −375 | $5.30 | −$1,987.5 | 45,757 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2024 | Common Stock | MOption exerciseDisposed | −288 | $0.00 | $0 | 24,000 | Direct | |
| May 15, 2024 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 19,000 | Direct | |
| May 15, 2024 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 14,000 | Direct | |
| May 15, 2024 | Common Stock | MOption exerciseDisposed | −375 | $0.00 | $0 | 13,625 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.