Higgins Arthur J's Form 4 filing
Ecolab Inc. (ECL) · filed May 8, 2024
- Accession no.
- 0001415889-24-012611
- Filed
- May 8, 2024
- Trade date
- May 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Higgins Arthur JCIK 0001142083 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 6, 2024 | Common Stock | MOption exerciseAcquired | +2,200 | $112.75 | +$248,050 | 27,748.22 | Direct | |
| May 6, 2024 | Common Stock | MOption exerciseAcquired | +2,300 | $115.08 | +$264,684 | 30,048.22 | Direct | |
| May 6, 2024 | Common Stock | SSaleDisposed | −4,500 | $227.52 | −$1,023,840 | 25,548.22 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 6, 2024 | Common Stock | MOption exerciseDisposed | −2,200 | $0.00 | $0 | 0 | Direct | |
| May 6, 2024 | Common Stock | MOption exerciseDisposed | −2,300 | $0.00 | $0 | 0 | Direct | |
| May 6, 2024 | Common Stock | AGrant or awardAcquired | +934 | $0.00 | $0 | 934 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.