Heery Christopher's Form 4 filing
Arcellx, Inc. (ACLX) · filed May 3, 2024
- Accession no.
- 0001415889-24-012233
- Filed
- May 3, 2024
- Trade date
- May 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $932.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heery ChristopherCIK 0001789632 | Officer (CHIEF MEDICAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2024 | Common Stock | MOption exerciseAcquired | +18,168 | $6.28 | +$114,095.04 | 27,106 | Direct | |
| May 1, 2024 | Common Stock | SSaleDisposed | −7,087 | $50.99F2 | −$361,366.13 | 20,019 | Direct | |
| May 1, 2024 | Common Stock | SSaleDisposed | −10,481 | $51.48F3 | −$539,561.88 | 9,538 | Direct | |
| May 1, 2024 | Common Stock | SSaleDisposed | −500 | $52.63F4 | −$26,315 | 9,038 | Direct | |
| May 1, 2024 | Common Stock | SSaleDisposed | −100 | $53.55 | −$5,355 | 8,938 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 95,173 | Direct | |
| May 1, 2024 | Common Stock | MOption exerciseDisposed | −8,168 | $0.00 | $0 | 10,901 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 7,087 shares sold in the price range of $50.19 to $51.17 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 10,481 shares sold in the price range of $51.19 to $52.14 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 500 shares sold in the price range of $52.19 to $53.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.