Chapman Steven Leonard's Form 4 filing
Natera, Inc. (NTRA) · filed Apr 23, 2024
- Accession no.
- 0001415889-24-011403
- Filed
- Apr 23, 2024
- Trade date
- Apr 20-23, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $233.2K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chapman Steven LeonardCIK 0001711968 | Director, Officer (CEO AND PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 20, 2024 | Common Stock | MOption exerciseAcquired | +3,386 | –F1 | – | 231,096 | Direct | |
| Apr 21, 2024 | Common Stock | MOption exerciseAcquired | +1,775 | –F1 | – | 232,871 | Direct | |
| Apr 23, 2024 | Common Stock | SSaleDisposed | −2,552 | $91.38 | −$233,201.76 | 230,319 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 20, 2024 | Common Stock | MOption exerciseDisposed | −3,386 | $0.00 | $0 | 23,702 | Direct | |
| Apr 21, 2024 | Common Stock | MOption exerciseDisposed | −1,775 | $0.00 | $0 | 5,324 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Referenced by the price of 2 transactions in Table I.