Brophy Michael Burkes's Form 4 filing
Natera, Inc. (NTRA) · filed Apr 23, 2024
- Accession no.
- 0001415889-24-011402
- Filed
- Apr 23, 2024
- Trade date
- Apr 20-23, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $139.2K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brophy Michael BurkesCIK 0001697362 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 20, 2024 | Common Stock | MOption exerciseAcquired | +1,521 | –F1 | – | 72,167 | Direct | |
| Apr 21, 2024 | Common Stock | MOption exerciseAcquired | +1,145 | –F1 | – | 73,312 | Direct | |
| Apr 22, 2024 | Common Stock | MOption exerciseAcquired | +1,250 | –F1 | – | 74,562 | Direct | |
| Apr 23, 2024 | Common Stock | SSaleDisposed | −1,523 | $91.38 | −$139,171.74 | 73,039 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 20, 2024 | Common Stock | MOption exerciseDisposed | −1,521 | $0.00 | $0 | 10,653 | Direct | |
| Apr 21, 2024 | Common Stock | MOption exerciseDisposed | −1,145 | $0.00 | $0 | 3,435 | Direct | |
| Apr 22, 2024 | Common Stock | MOption exerciseDisposed | −1,250 | $0.00 | $0 | 7,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Referenced by the price of 3 transactions in Table I.