Clark James H's Form 4 filing
Ibotta, Inc. (IBTA) · filed Apr 22, 2024
- Accession no.
- 0001415889-24-011312
- Filed
- Apr 22, 2024, 4:06 PM ET
- Trade date
- Apr 22, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market purchases total $50.0M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clark James HCIK 0001008700 | 10% Owner |
| Clark Jermoluk Founders Fund I LLCCIK 0002019348 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 22, 2024 | Common Stock | CConversionAcquired | +5,762,457 | –F1,F2,F3 | – | 5,762,457 | Direct | |
| Apr 22, 2024 | Common Stock | JOtherDisposed | −5,762,457 | –F5 | – | 0 | Direct | |
| Apr 22, 2024 | Class A Common Stock | JOtherAcquired | +5,762,457 | –F5 | – | 5,762,457 | Direct | |
| Apr 22, 2024 | Class A Common Stock | PPurchaseAcquired | +568,181 | $88.00 | +$49,999,928 | 568,181 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO") and had no expiration date.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F2
Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F5
Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO.
Referenced by the price of 2 transactions in Table I.