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Lehrman Thomas D's Form 4 filing

Ibotta, Inc. (IBTA) · filed Apr 22, 2024

Accession no.
0001415889-24-011304
Filed
Apr 22, 2024
Trade date
Apr 22, 2024
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 18 non-derivative transactions and 9 derivative transactions. Open-market sales total $22.7M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lehrman Thomas DCIK 0001881476Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 22, 2024Common StockJOtherDisposed−4,545–F1–0Direct
Apr 22, 2024Class A Common StockJOtherAcquired+4,545–F1–4,545Direct
Apr 22, 2024Common StockCConversionAcquired+359,003–F3,F4,F5,F6–359,003Direct
Apr 22, 2024Common StockCConversionAcquired+172,265–F5–172,265Indirect
Apr 22, 2024Common StockCConversionAcquired+235,452–F5,F6–235,452Indirect
Apr 22, 2024Common StockCConversionAcquired+267,046–F5,F6–267,046Indirect
Apr 22, 2024Common StockJOtherDisposed−359,003–F1–0Direct
Apr 22, 2024Common StockJOtherDisposed−172,265–F1–0Indirect
Apr 22, 2024Common StockJOtherDisposed−235,452–F1–0Indirect
Apr 22, 2024Common StockJOtherDisposed−267,046–F1–0Indirect
Apr 22, 2024Class A Common StockJOtherAcquired+359,003–F1–363,548Direct
Apr 22, 2024Class A Common StockJOtherAcquired+172,265–F1–172,265Indirect
Apr 22, 2024Class A Common StockJOtherAcquired+235,452–F1–235,452Indirect
Apr 22, 2024Class A Common StockJOtherAcquired+267,046–F1–267,046Indirect
Apr 22, 2024Class A Common StockSSaleDisposed−89,751$88.00−$7,898,088273,797Direct
Apr 22, 2024Class A Common StockSSaleDisposed−43,066$88.00−$3,789,808129,199Indirect
Apr 22, 2024Class A Common StockSSaleDisposed−58,863$88.00−$5,179,944176,589Indirect
Apr 22, 2024Class A Common StockSSaleDisposed−66,761$88.00−$5,874,968200,285Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 22, 2024Common StockCConversionDisposed−67,567–F3–0Direct
Apr 22, 2024Common StockCConversionDisposed−24,390–F4–0Direct
Apr 22, 2024Common StockCConversionDisposed−172,265–F5–0Direct
Apr 22, 2024Common StockCConversionDisposed−94,781–F6–0Direct
Apr 22, 2024Common StockCConversionDisposed−172,265–F5–0Indirect
Apr 22, 2024Common StockCConversionDisposed−172,265–F5–0Indirect
Apr 22, 2024Common StockCConversionDisposed−172,265–F5–0Indirect
Apr 22, 2024Common StockCConversionDisposed−63,187–F6–0Indirect
Apr 22, 2024Common StockCConversionDisposed−94,781–F6–0Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").

Referenced by the price of 10 transactions in Table I.

F3

Each share of Series Seed Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.

F4

Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.

F5

Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

Referenced by the price of 4 transactions in Table I and 4 transactions in Table II.

F6

Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date.

Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)