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Heffes Brett D's Form 4 filing

Winmark Corp (WINA) · filed Apr 22, 2024

Accession no.
0001415889-24-011296
Filed
Apr 22, 2024
Trade date
Apr 18, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 13 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.09M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Heffes Brett DCIK 0001237904Director, Officer (CHAIR AND CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 18, 2024Common StockMOption exerciseAcquired+3,290$122.50+$403,025113,290Direct
Apr 18, 2024Common StockMOption exerciseAcquired+5,000$134.25+$671,250118,290Direct
Apr 18, 2024Common StockSSaleDisposed−146$385.35−$56,261.1118,144Direct
Apr 18, 2024Common StockSSaleDisposed−1,667$383.31−$638,977.77116,477Direct
Apr 18, 2024Common StockSSaleDisposed−10$380.36−$3,803.6116,467Direct
Apr 18, 2024Common StockSSaleDisposed−4$379.23−$1,516.92116,463Direct
Apr 18, 2024Common StockSSaleDisposed−200$374.16−$74,832116,263Direct
Apr 18, 2024Common StockSSaleDisposed−504$373.23−$188,107.92115,759Direct
Apr 18, 2024Common StockSSaleDisposed−3,188$372.14−$1,186,382.32112,571Direct
Apr 18, 2024Common StockSSaleDisposed−314$367.81−$115,492.34112,257Direct
Apr 18, 2024Common StockSSaleDisposed−2,257$366.46−$827,100.22110,000Direct
Apr 18, 2024Common StockMOption exerciseAcquired+894$122.50+$109,515110,894Direct
Apr 18, 2024Common StockMOption exerciseAcquired+606$164.84+$99,893.04111,500Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 18, 2024Common StockMOption exerciseDisposed−4,184$122.50−$512,5400Direct
Apr 18, 2024Common StockMOption exerciseDisposed−5,000$134.25−$671,2500Direct
Apr 18, 2024Common StockMOption exerciseDisposed−4,000$164.84−$99,893.043,394Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)