Griffin William F Jr's Form 4 filing
Argan Inc (AGX) · filed Apr 19, 2024
- Accession no.
- 0001415889-24-011249
- Filed
- Apr 19, 2024
- Trade date
- Apr 12-18, 2024
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $899.9K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Griffin William F JrCIK 0001384123 | Director, Other: GEMMA, NON-EXECUTIVE CHAIRMAN |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2024 | Common Stock | SSaleDisposed | −15,000 | $59.99 | −$899,850 | 14,150 | Indirect | |
| Apr 18, 2024 | Common Stock | MOption exerciseAcquired | +3,324 | $0.00 | $0 | 177,604 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 18, 2024 | Common Stock | MOption exerciseDisposed | −4,167 | $0.00 | $0 | 4,167 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.