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Holles Natalie C.'s Form 4 filing

Third Harmonic Bio, Inc. (THRD) · filed Apr 15, 2024

Accession no.
0001415889-24-010808
Filed
Apr 15, 2024
Trade date
Apr 11, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $165.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Holles Natalie C.CIK 0001580111Director, Officer (CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 11, 2024Common StockMOption exerciseAcquired+13,558$4.20+$56,943.61,232,394Direct
Apr 11, 2024Common StockSSaleDisposed−13,558$12.19−$165,272.021,218,836Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 11, 2024Common StockMOption exerciseDisposed−13,558$0.00$0454,076Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)