Zay Richard H.'s Form 4/A amendment
AmendedTennant Co (TNC) · filed Apr 11, 2024
- Accession no.
- 0001415889-24-010716
- Filed
- Apr 11, 2024
- Trade date
- Feb 27-Mar 2, 2024
- Filing delay
- 44 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 29, 2024
This filing lists 2 non-derivative transactions. It carries over 7 transactions from the original filing that it did not restate. Open-market sales total $1.62M. It was filed 44 days after the trade.
This amendment restates part of 0001415889-24-005896 (filed Feb 29, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zay Richard H.CIK 0001494479 | Officer (CHIEF COMMERCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2024 | Common Stock | FTax withholdingDisposed | −2,656 | $110.16 | −$292,584.96 | 18,001 | Direct | |
| Mar 2, 2024 | Common Stock | FTax withholdingDisposed | −1,031 | $110.81 | −$114,245.11 | 16,970 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001415889-24-005896 (filed Feb 29, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2024 | Common Stock | MOption exerciseAcquired | +7,690 | $66.97 | +$514,999.3 | 18,785 | Direct | |
| Feb 27, 2024 | Common Stock | MOption exerciseAcquired | +7,053 | $52.42 | +$369,718.26 | 25,838 | Direct | |
| Feb 27, 2024 | Common Stock | SSaleDisposed | −14,743 | $110.19F1 | −$1,624,531.17 | 11,095 | Direct | |
| Feb 27, 2024 | Common Stock | AGrant or awardAcquired | +3,739 | $0.00 | $0 | 14,834 | Direct | |
| Feb 27, 2024 | Common Stock | AGrant or awardAcquired | +5,823 | $0.00 | $0 | 20,657 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2024 | Common Stock | MOption exerciseDisposed | −7,690 | $0.00 | $0 | 0 | Direct | |
| Feb 27, 2024 | Common Stock | MOption exerciseDisposed | −7,053 | $0.00 | $0 | 7,053 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Reflects the weighted average price of 14,743 shares of common stock of Tennant Company sold by the reporting person in multiple transactions on February 27, 2024 with sale prices ranging from $110.00 to $110.485 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On February 29, 2024, the reporting person filed a Form 4 which inadvertently understated the shares withheld for taxes by 831 shares.
- F2
On March 5, 2024, the reporting person filed a Form 4 which inadvertently understated the shares withheld for taxes by 298 shares.