Gilliam Joseph E's Form 4 filing
GLAUKOS Corp (GKOS) · filed Apr 10, 2024
- Accession no.
- 0001415889-24-010674
- Filed
- Apr 10, 2024
- Trade date
- Apr 8, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.01M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gilliam Joseph ECIK 0001705850 | Officer (PRESIDENT & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 8, 2024 | Common Stock | MOption exerciseAcquired | +59,801 | $41.69 | +$2,493,103.69 | 161,646 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −10,456 | $99.64F3 | −$1,041,835.84 | 151,190 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −41,068 | $100.52F4 | −$4,128,155.36 | 110,122 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −8,191 | $101.28F5 | −$829,584.48 | 101,931 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −86 | $102.13 | −$8,783.18 | 101,845 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 8, 2024 | Common Stock | MOption exerciseDisposed | −59,801 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $99.01 to $100.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $100.02 to $101.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $101.03 to $102.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.