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Lowenthal Richard E's Form 4 filing

ARS Pharmaceuticals, Inc. (SPRY) · filed Apr 10, 2024

Accession no.
0001415889-24-010659
Filed
Apr 10, 2024
Trade date
Apr 9, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $928.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lowenthal Richard ECIK 0001378550Director, Officer (PRESIDENT AND CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 9, 2024Common StockSSaleDisposed−50,000$9.28F2−$464,0001,646,494Indirect
Apr 9, 2024Common StockSSaleDisposed−50,000$9.28F4−$464,0001,898,499Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The weighted average sale price for the transaction reported was $9.2777, and the range of prices were between $9.13 and $9.91. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

F4

The weighted average sale price for the transaction reported was $9.277, and the range of prices were between $9.13 and $9.91. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)