Thurman Alex R.'s Form 4 filing
GLAUKOS Corp (GKOS) · filed Apr 9, 2024
- Accession no.
- 0001415889-24-010614
- Filed
- Apr 9, 2024
- Trade date
- Apr 5-8, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions. Open-market sales total $163.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thurman Alex R.CIK 0001920061 | Officer (SVP & CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2024 | Common Stock | SSaleDisposed | −18 | $95.55F2 | −$1,719.9 | 54,148 | Direct | |
| Apr 5, 2024 | Common Stock | SSaleDisposed | −217 | $96.62F4 | −$20,966.54 | 53,931 | Direct | |
| Apr 5, 2024 | Common Stock | SSaleDisposed | −27 | $97.40F5 | −$2,629.8 | 53,904 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −145 | $101.24F6 | −$14,679.8 | 53,759 | Direct | |
| Apr 8, 2024 | Common Stock | SSaleDisposed | −1,227 | $100.46F7 | −$123,264.42 | 52,532 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $95.00 to $95.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $96.03 to $97.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $97.04 to $97.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $101.01 to $101.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $100.00 to $100.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.