Thurman Alex R.'s Form 4 filing
GLAUKOS Corp (GKOS) · filed Apr 5, 2024
- Accession no.
- 0001415889-24-010450
- Filed
- Apr 5, 2024
- Trade date
- Apr 3-4, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $71.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thurman Alex R.CIK 0001920061 | Officer (SVP & CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2024 | Common Stock | SSaleDisposed | −316 | $94.62 | −$29,899.92 | 54,600 | Direct | |
| Apr 4, 2024 | Common Stock | SSaleDisposed | −276 | $95.42F3 | −$26,335.92 | 54,324 | Direct | |
| Apr 4, 2024 | Common Stock | SSaleDisposed | −158 | $95.16F4 | −$15,035.28 | 54,166 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $95.00 to 95.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $96.03 to $96.55. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.