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Rothblatt Martine A's Form 4 filing

United Therapeutics Corp (UTHR) · filed Apr 5, 2024

Accession no.
0001415889-24-010412
Filed
Apr 5, 2024
Trade date
Apr 3-4, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.96M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rothblatt Martine ACIK 0001106578Director, Officer (CHAIRPERSON & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 3, 2024Common StockMOption exerciseAcquired+15,000$129.49+$1,942,35015,130Direct
Apr 3, 2024Common StockSSaleDisposed−723$223.73F2−$161,756.7914,407Direct
Apr 3, 2024Common StockSSaleDisposed−3,181$230.05F3−$731,789.0511,226Direct
Apr 3, 2024Common StockSSaleDisposed−8,039$230.97F4−$1,856,767.833,187Direct
Apr 3, 2024Common StockSSaleDisposed−3,057$231.69F5−$708,276.33130Direct
Apr 4, 2024Common StockMOption exerciseAcquired+15,000$129.49+$1,942,35015,130Direct
Apr 4, 2024Common StockSSaleDisposed−508$230.65F6−$117,170.214,622Direct
Apr 4, 2024Common StockSSaleDisposed−1,025$231.47F7−$237,256.7513,597Direct
Apr 4, 2024Common StockSSaleDisposed−5,323$232.84F8−$1,239,407.328,274Direct
Apr 4, 2024Common StockSSaleDisposed−7,478$233.88F9−$1,748,954.64796Direct
Apr 4, 2024Common StockSSaleDisposed−666$234.63F10−$156,263.58130Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 3, 2024Common StockMOption exerciseDisposed−15,000$0.00$0402,529Direct
Apr 4, 2024Common StockMOption exerciseDisposed−15,000$0.00$0387,529Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $228.345 to $229.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $229.41 to $230.38. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $230.44 to $231.395. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $231.44 to $232.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $230.075 to $230.995. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $231.11 to $232.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $232.25 to $233.235. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $233.29 to $234.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $234.35 to $234.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)