Traynor Richard M.'s Form 4 filing
Certara, Inc. (CERT) · filed Apr 3, 2024
- Accession no.
- 0001415889-24-010075
- Filed
- Apr 3, 2024
- Trade date
- Apr 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $54.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Traynor Richard M.CIK 0001834465 | Officer (SVP AND GENERAL COUNSEL) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | FTax withholdingDisposed | −1,723 | $17.88 | −$30,807.24 | 167,750 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseAcquired | +6,651 | $0.00F4 | $0 | 174,401 | Direct | |
| Apr 1, 2024 | Common Stock | FTax withholdingDisposed | −2,245 | $17.88 | −$40,140.6 | 172,156 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseAcquired | +6,644 | $0.00F5 | $0 | 178,800 | Direct | |
| Apr 1, 2024 | Common Stock | FTax withholdingDisposed | −2,276 | $17.88 | −$40,694.88 | 176,524 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −3,000 | $18.00 | −$54,000 | 173,524 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −6,651 | $0.00 | $0 | 6,651 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −6,644 | $0.00 | $0 | 13,288 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025.
Referenced by the price of 1 transaction in Table I.
- F5
Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026.
Referenced by the price of 1 transaction in Table I.