Gan Hong's Form 4 filing
SES AI Corp (SES) · filed Apr 2, 2024
- Accession no.
- 0001415889-24-009840
- Filed
- Apr 2, 2024, 5:30 PM ET
- Trade date
- Apr 1, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $40.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gan HongCIK 0001907008 | Officer (CHIEF SCIENCE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Class A Common Stock | MOption exerciseAcquired | +25,000 | $0.15 | +$3,750 | 900,001 | Direct | |
| Apr 1, 2024 | Class A Common Stock | SSaleDisposed | −25,000 | $1.60 | −$39,970 | 875,001 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 318,277 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.