Heery Christopher's Form 4 filing
Arcellx, Inc. (ACLX) · filed Mar 26, 2024
- Accession no.
- 0001415889-24-009168
- Filed
- Mar 26, 2024
- Trade date
- Mar 22-26, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.28M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heery ChristopherCIK 0001789632 | Officer (CHIEF MEDICAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Common Stock | MOption exerciseAcquired | +20,000 | $6.28 | +$125,600 | 50,303 | Direct | |
| Mar 22, 2024 | Common Stock | SSaleDisposed | −10,057 | $69.59F2 | −$699,866.63 | 40,246 | Direct | |
| Mar 22, 2024 | Common Stock | SSaleDisposed | −25,975 | $70.13F3 | −$1,821,626.75 | 14,271 | Direct | |
| Mar 22, 2024 | Common Stock | SSaleDisposed | −4,333 | $71.36F4 | −$309,202.88 | 9,938 | Direct | |
| Mar 22, 2024 | Common Stock | SSaleDisposed | −1,000 | $72.25F5 | −$72,250 | 8,938 | Direct | |
| Mar 26, 2024 | Common Stock | MOption exerciseAcquired | +5,450 | $6.28 | +$34,226 | 14,388 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −2,555 | $68.55F6 | −$175,145.25 | 11,833 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −2,034 | $69.36F7 | −$141,078.24 | 9,799 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −861 | $70.19F8 | −$60,433.59 | 8,938 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 110,623 | Direct | |
| Mar 22, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 19,069 | Direct | |
| Mar 26, 2024 | Common Stock | MOption exerciseDisposed | −5,450 | $0.00 | $0 | 105,173 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 10,057 shares sold in the price range of $68.87 to $69.8699 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 25,975 shares sold in the price range of $69.87 to $70.8699 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 4,333 shares sold in the price range of $70.87 to $71.8699 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 1,000 shares sold in the price range of $71.92 to $72.9199 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average share price of an aggregate total of 2,555 shares sold in the price range of $67.90 to $68.8999 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average share price of an aggregate total of 2,034 shares sold in the price range of $68.92 to $69.9199 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average share price of an aggregate total of 861 shares sold in the price range of $69.92 to $70.9199 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.