Lowenthal Richard E's Form 4 filing
ARS Pharmaceuticals, Inc. (SPRY) · filed Mar 26, 2024
- Accession no.
- 0001415889-24-009154
- Filed
- Mar 26, 2024
- Trade date
- Mar 22-25, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions. Open-market sales total $890.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lowenthal Richard ECIK 0001378550 | Director, Officer (PRESIDENT AND CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Common Stock | SSaleDisposed | −1,017 | $9.03F2 | −$9,183.51 | 1,745,082 | Indirect | Duplicate filing |
| Mar 22, 2024 | Common Stock | SSaleDisposed | −1,326 | $9.01F4 | −$11,947.26 | 1,996,131 | Indirect | Duplicate filing |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −47,635 | $9.12F6 | −$434,431.2 | 1,697,447 | Indirect | Duplicate filing |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −47,632 | $9.12F7 | −$434,403.84 | 1,948,499 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The weighted average sale price for the transaction reported was $9.0298, and the range of prices were between $9.00 and $9.06. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
Referenced by the price of 1 transaction in Table I.
- F4
The weighted average sale price for the transaction reported was $9.0132, and the range of prices were between $9.00 and $9.07. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
Referenced by the price of 1 transaction in Table I.
- F6
The weighted average sale price for the transaction reported was $9.1238, and the range of prices were between $9.03 and $9.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
Referenced by the price of 1 transaction in Table I.
- F7
The weighted average sale price for the transaction reported was $9.1236, and the range of prices were between $9.03 and $9.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
Referenced by the price of 1 transaction in Table I.