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Ritota John's Form 4 filing

Alpha Pro Tech Ltd (APT) · filed Mar 22, 2024

Accession no.
0001415889-24-008988
Filed
Mar 22, 2024
Trade date
Mar 20-21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $41.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ritota JohnCIK 0001258162Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 21, 2024optionsMOption exerciseAcquired+15,000$3.42+$51,30061,463Direct
Mar 20, 2024Common StockSSaleDisposed−6,181$5.97−$36,900.5755,282Direct
Mar 21, 2024Common StockSSaleDisposed−819$5.94−$4,864.8654,463Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 21, 2024common stockMOption exerciseDisposed−5,000$0.00$024,180Direct
Mar 21, 2024common stockMOption exerciseDisposed−5,000$0.00$019,180Direct
Mar 21, 2024common stockMOption exerciseDisposed−5,000$0.00$014,180Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)