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Rothblatt Martine A's Form 4 filing

United Therapeutics Corp (UTHR) · filed Mar 19, 2024

Accession no.
0001415889-24-008529
Filed
Mar 19, 2024
Trade date
Mar 15-18, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.07M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rothblatt Martine ACIK 0001106578Director, Officer (CHAIRPERSON & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2024Common StockMOption exerciseAcquired+15,000$129.49+$1,942,35015,130Direct
Mar 15, 2024Common StockSSaleDisposed−4,165$235.63F2−$981,398.9510,965Direct
Mar 15, 2024Common StockSSaleDisposed−4,449$236.77F3−$1,053,389.736,516Direct
Mar 15, 2024Common StockSSaleDisposed−5,789$237.58F4−$1,375,350.62727Direct
Mar 15, 2024Common StockSSaleDisposed−597$238.68F5−$142,491.96130Direct
Mar 18, 2024Common StockMOption exerciseAcquired+15,000$129.49+$1,942,35015,130Direct
Mar 18, 2024Common StockSSaleDisposed−949$230.59F6−$218,829.9114,181Direct
Mar 18, 2024Common StockSSaleDisposed−659$232.13F7−$152,973.6713,522Direct
Mar 18, 2024Common StockSSaleDisposed−1,037$233.08F8−$241,703.9612,485Direct
Mar 18, 2024Common StockSSaleDisposed−5,574$234.31F9−$1,306,043.946,911Direct
Mar 18, 2024Common StockSSaleDisposed−6,627$235.05F10−$1,557,676.35284Direct
Mar 18, 2024Common StockSSaleDisposed−154$235.91−$36,330.14130Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 15, 2024Common StockMOption exerciseDisposed−15,000$0.00$0581,654Direct
Mar 18, 2024Common StockMOption exerciseDisposed−15,000$0.00$0566,654Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $235.22 to $236.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $236.23 to $237.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $237.245 to $238.225. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $238.315 to $238.985. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $230.48 to $230.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $231.605 to $232.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $232.71 to $233.685. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $233.72 to $234.685. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $234.73 to $235.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)