Marshall Allan's Form 4 filing
Upexi, Inc. (UPXI) · filed Mar 18, 2024
- Accession no.
- 0001415889-24-008293
- Filed
- Mar 18, 2024
- Trade date
- Mar 11-12, 2024
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $44.7K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marshall AllanCIK 0001279925 | Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2024 | Common Stock | PPurchaseAcquired | +13,623 | $0.60 | +$8,173.8 | 2,875,504 | Direct | |
| Mar 12, 2024 | Common Stock | PPurchaseAcquired | +64,150 | $0.57 | +$36,565.5 | 2,939,654 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.