Unterseher Loren A's Form 4 filing
SkyWater Technology, LLC (SKYT) · filed Mar 7, 2024
- Accession no.
- 0001415889-24-007240
- Filed
- Mar 7, 2024, 9:14 PM ET
- Trade date
- Mar 5-7, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $5.18M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Unterseher Loren ACIK 0001741560 | Director, 10% Owner |
| CMI Oxbow Partners, LLCCIK 0001857392 | Director, 10% Owner |
| Oxbow Industries, LLCCIK 0001857514 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock | SSaleDisposed | −10,520 | $11.50F1 | −$121,019.98 | 13,441,773 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −50,771 | $11.57F2 | −$587,166.62 | 13,391,002 | Direct | |
| Mar 7, 2024 | Common Stock | SSaleDisposed | −360,181 | $12.13F3 | −$4,368,815.44 | 13,030,821 | Direct | |
| Mar 7, 2024 | Common Stock | SSaleDisposed | −8,528 | $12.50F4 | −$106,640.08 | 13,022,293 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 10,520 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $11.50 to $11.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects the weighted average price of 50,771 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 6, 2024 with sale prices ranging from $11.50 to $11.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price of 360,181 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 7, 2024 with sale prices ranging from $11.50 to $12.46 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.
- F4
Reflects the weighted average price of 8,528 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $12.50 to $12.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.